A Huffalump did his business here...: What Is A Registered Investment Advisor?

Friday, September 15, 2006

What Is A Registered Investment Advisor?

The financial services industry is a rapidly changing professional environment. As the needs and desires of consumers change, firms engaged in managing money are also evolving. A registered investment advisor (RIA) manages the assets of high net-worth individuals and institutional investors, and sits on the buy side of the investment field.

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